CARR BUTTERFIELD, LLP represents licensed professionals and small business owners who face regulatory enforcement actions by state and federal authorities and SROs, internal investigations, sophisticated compliance/ethics disputes, and a wide spectrum of financial industry employment law matters.

LITIGATION SERVICES FOR INSURERS AND BUSINESS OWNERS: 

• Defense of SEC enforcement referral actions
• Advocacy services during SEC and state audits
• Responses to SEC and state based deficiency letters
• Vigorous litigation defense
• Litigation avoidance and risk assessment
• In-person mock compliance audits catered to the needs of the client followed by a detailed written report
• Business ​interruption​
• Construction contracts​
• ​Professional and municipal liability
• Products liability
• Non-compete and Trade Secrets